Risk and Compliance Manager / MLRO Uganda job at pawaPay | Apply Now

Your main duties will include:

Compliance/MLRO

• Monitor and ensure overall compliance with all obligations in the laws under which the company is licensed

• Monitor and regularly assess that the Company complies with applicable external legislation (including AML/CTF legislation) and other regulations and guidelines issued by competent authorities, as well as the Company’s Policies and Framework

• Control and regularly assess whether the AML/CTF Framework to prevent the Company being used for money laundering or terrorism financing (“ML/TF”) is appropriate and adequately implemented within the Company

• Provide advice and support to employees, contractors and other persons involved in activities in a similar capacity on regulatory requirements concerning regulatory matters, conduct, financial crime, data protection, enterprise risk and consumer protection

• Act as the Money Laundering Reporting Officer/Nominated Officer and ensure that the obligation of reporting SARs/STRs is fulfilled

• Periodically respond to Law Enforcement on enquiries and requests for information

• Ensure the provision of information to Regulators or Partners in relation to Regulatory

• Oversee engagements between the Company and regulators on general compliance and AML/CTF matters

• Report to the Company Board at least quarterly on the operation and effectiveness of the Company’s AML/CTF systems and controls

• Act as the designated in country Data Protection Contact person for all related matter

Risk Management

• Ensure the implementation of the Company’s risk management framework by maintaining the country risk registers, conducting periodic risk assessments

• Conduct the Annual AML risk assessment in line with the local regulatory requirements

• Carry out quarterly Company Risk Control Self Assessments (RCSA)

• Conduct product risk assessments in support of product approvals requests or new product strategies the Company is involved in

• Coordinate the carrying out of the required thematic risk assessments in the local jurisdictions including but not limited to Consumer Protection Risk Assessment, Data Protection Impact Assessments (DPIA), Jurisdictional Regulatory Risk Assessments

• Review and update of the local risk policies, procedures and checklists with guidance from the Governance function

Other Responsibilities

• Prepare the reports to be presented to local Boards and Committees, where required

• Ensure all Company reporting (regulatory and statutory) is filed on time

• Act the local/region regulatory liaison on all regulatory matters including coordinating regulatory inspections and audits

• Be a proud brand ambassador for pawaPay.